It is the contention of this paper that after years of
heated controversy following the Kosovo crisis and other
similar events, the status of humanitarian intervention
in international law is still in the limbo of uncertainty.
To elaborate on this, the essay will discuss the nature
of humanitarian intervention vis-a-vis intervention within
the U.N. framework, the legal implications of the Kosovo
crisis and the emerging international norm on humanitarian
intervention. A large part of the paper is devoted to
a description of the arguments for or against the legality
of the Kosovo intervention in terms of international law.
A brief review of what happened in Kosovo is presented
to lay the background for the analysis. The Kosovo crisis
stands out as a turning point in international relations.
The issues related to this event have caused incisive
debate as to the propriety of humanitarian intervention.
The Kosovo Crisis
The Kosovo crisis started in 1999 with the war in Kosovo
and concluded in 2008 with the independence of Kosovo.
The backdrop of this event was laid out in the late 1990’s
in the Serbian province of Kosovo when Albanians started
to migrate to the province until 1997 when the province
became overwhelmingly Albanian. The Serbians heavily resisted,
through military means, what was seen as an intention
of the migrants to either unify with Albania or to establish
a separate state. The conflicts between the Kosovo Liberation
Army and the security forces gradually escalated into
a real “small war” (Obradovíc 2000, p. 1).
Invoking reports of genocide and claims of crimes against
humanity, the NATO, led by the United States, launched
a campaign designed to stop the mass killings. Whether
the reports were true or not is outside the scope of this
paper. What is relevant though is that the NATO defended
the war as a preventive measure and launched a bombing
campaign sans the imprimatur of the United Nations, specifically
the U.N. Security Council.
Failing to secure the concurrence of the Serbs to the
terms dictated by U.S. in what is now known as the Rambouillet
Accords, the NATO started the bombing campaign against
the Serbs. The NATO did not seek U.N. sanction because
they expected a veto from Russia and China, which would
have automatically negated a resolution authorising the
war. They argued that U.N. sanction was not necessary
to launch a war, as in the case of Iraq, and that NATO
support was sufficient to legitimise the military intervention
claiming that the events in Kosovo necessitated an "international
humanitarian emergency". The 78-day-long military
intervention by NATO against the Federal Republic of Yugoslavia
has catapulted NATO to a quasi-United Nations assuming
the role of peacemaker with the power to determine the
propriety or necessity of intervention (Kirchner 2004).
Aside from NATO defiance of the U.N. Security Council,
several other issues came to the fore. First, it was claimed
that the genocide reports lacked evidence. Second, the
NATO acted beyond its charter which is to defend its members
since it attacked a non-NATO country which was not directly
threatening any NATO member. This was justified by the
NATO by saying that the volatility of events in the Balkans
caused a direct threat to the security interests of NATO
members. Third, the campaign was seen not only as irrelevant
to national security interests but also showed the aggressive
and imperialistic tendencies of the Americans. Nonetheless,
what has happened has caused much more ripples in the
status of international law focusing on the applicability
of humanitarian intervention outside the U.N. framework
and the impact of massive human rights violations to international
peace and security.
Humanitarian Intervention vis-a-vis United Nations Measures
Humanitarian Intervention could be defined broadly as
“a coercive action by states involving the use of armed
force in another state without the consent of the latter
for the purpose of preventing or putting to a halt gross
and systematic violations of human rights and international
humanitarian law” (Kirchner 2004, p.1), and for the purposes
of this paper, covers those measures outside the framework
of the United Nations.
UN measures stem from several provisions. For example,
Article 2, paragraph 4 states:
“All Members shall refrain in their international relations
from the threat or use of force against the territorial
integrity or political independence of any state, or in
any other manner inconsistent with the Purposes of the
United Nations.”Article
51 of the UN Charter reads, in part:
“Nothing in the present Charter shall impair the inherent
right of individual or collective self-defence if an armed
attack occurs against a Member of the United Nations,
until the Security Council has taken measures necessary
to maintain international peace and security.”
Not limited by Art. 2 (7) of the UN Charter, the Security
Council could invoke massive and systemic human rights
violations constitutive of threat to international security,
as a ground to take action under Chapter VII. However,
this is rendered weak due to the difficulties in arriving
at a decision. A decision by the Security Council requires
nine votes in favour, including the votes of all permanent
members. If one permanent member vetoes, an authorisation
to take coercive action could not be affirmed.The
Implications of the Kosovo Intervention to International
Law
The legal literature surrounding the discussion of the
Kosovo crisis runs on three broad trends. First, one view
deems the military intervention launched by the NATO as
illegal (Henkin 1999, Obradovíc 2000, Gowland-Debbas
2000, Brownlie & Apperley 2000, Chinkin 2000, O’Connell
2000, Hipold 2001, Joyner 2002). Second, some view it
as within legal precepts (Reisman 1999, Brown 2000, Mertus
2000, Pellet 2000, Wedgwood 2000, Sofaer, 2000). Third,
although it is viewed as illegal, there is some agreement
that it augurs of future legality (Glennon 1999, Cassese
1999, Lowe 1999, Murphy 2000, Zacklin 2000).
From the viewpoint of illegality, NATO’s armed attack
against Yugoslavia is a violation of the peremptory norm
provided in Article 2, paragraph 4, of the UN Charter
which proscribes the threat or use of armed force, and
thus can certainly be qualified as aggression ((Henkin
1999, Obradovíc 2000, Gowland-Debbas 2000, Brownlie
& Apperley 2000, Chinkin 2000, O’Connell 2000, Hipold
2001, Joyner 2002). This provision does not accommodate
a balancing between general purposes of the Charter and
the prohibition of the use of force. It rules out any
use of force other than that permitted by way of self-defence
under Article 51 of the Charter13 or that permitted or
required by way of collective action under Chapters VII
(enforcement action) and VIII (regional action).
The critics of the NATO intervention rely on the rules
governing the interpretation of treaties and customary
international law wherein the prohibition on the use of
force is one not just of treaty obligation but also of
customary or general international law being the position
taken by the International Court of Justice in its investigation
of U.S. military and paramilitary activities in and against
Nicaragua (Henkin 1999, Brownlie & Apperley 2000,
O’Connell 2000, Hipold 2001).
One flaw of the illegality argument is that none of the
precedents for a customary rule permitting humanitarian
intervention can withstand scrutiny (Rodley & Cali
2007, p. 279). Several incidents in the past were deemed
legally unjustified aside from the fact that the intervening
states were keen on promoting national security interests
and not humanitarian need (Rodley & Cali 2007, p.
280). Corollary to the view of the critics of the NATO
intervention that a justified humanitarian intervention
would have to be “politically neutral or impartial” (Henkin
1999, Chinkin 2000, O’Connell 2000, Joyner 2002), strong
states who have the capacity to intervene and protect
the weak have not done so in many cases of human rights
violations in weak countries while such atrocities are
ignored in relatively strong states (Rodley & Cali
2007, p. 280). With regard to the Kosovo case, the critics
contend that at the time the NATO campaign set, humanitarian
considerations were not present, that NATO’s primary consideration
was imposition of its will in securing the agreement of
Yugoslavia to the Rambouillet Accords, and that the warfare
methods employed by the NATO were not proportional to
the standards of legitimate humanitarian intervention
(Gowland-Debbas 2000, Brownlie & Apperley 2000, Chinkin
2000). However, some of the critics argue that the adverse
implications of the illegality could be mitigated if a
certain degree of legitimacy could be attributed to the
intervention (Rodley & Cali 2007, p. 281).
For those who advocate the legality of the NATO intervention,
they argue that Article 2, paragraph 4 of the UN Charter
does not preclude humanitarian intervention because its
aim is not to undermine territorial integrity or to infringe
on a government but to save and protect a population .
As such, they contend that humanitarian intervention supports
a primary purpose of the United Nations, that is to foster
the observance and achievement of human rights and fundamental
freedoms (Reisman 1999, Mertus 2000, Sofaer, 2000). Furthermore,
the pro-NATO intervention side argues that although state
practice leans on self-defence as the traditional backbone
of intervention, the humanitarian argument does not lack
legal basis (Reisman 1999, Brown 2000, Wedgwood 2000).
Amidst the emerging concurrence of the United Nations
that humanitarian emergencies could be considered as threats
to international peace and security, pro-legality advocates
criticise the procedural flaw of the UN Security Council’s
decision-making where the fate of a whole country lies
on the hand of even just one permanent member of the Council
who may, for unmeritorious reasons, veto a resolution
to allow coercive action (Reisman 1999, Wedgwood 2000,
Sofaer, 2000). Another reason forwarded by the pro-legality
side is that, as regards fairness and impartiality, the
benefits of any humanitarian intervention would extend
to those who need it and maximise the cases of rescue.
Although the moral aspect of the issue is outside the
scope of this paper, it would be noteworthy to mention
that “it is significantly less morally important that
an intervener have UN Security Council authorisation,
and therefore be legal, than is commonly assumed” (Pattinson
2007).
For the legality side, the NATO campaign launched during
the Kosovo crisis although the internal problem did not
involve a NATO member or in any way pose a direct threat
to any NATO member was to rescue an endangered population,
i.e. a Muslim minority in a
majority-Christian state. To them, humanitarian intervention
was justifiable because the Kosovo problem reminded the
world of the tragedy in Bosnia. They find support in what
was supposed to be trounced a draft resolution condemning
the NATO’s campaign (Rodley & Cali 2007, p. 282) and
a Security Council retroactive endorsement thereof when
it said that large violations of
human rights in Kosovo did constitute a threat to international
peace and security (Pellet 2000, Wedgewood 2000, Kirchner
2004). As former Secretary General Kofi Annan (1999) put
it, “for the mass murderers, the ‘ethnic cleansers’, those
guilty of gross and shocking violations of human rights,
impunity is not acceptable. The United Nations will never
be their refuge, its Charter never be the source of comfort
or justification.”
For those who are suggesting illegality but possible future
legality, their arguments are grounded on the precedential
value of the Kosovo intervention and its repercussions
(Cassese 1999, Lowe 2000, Murphy 2000, Zacklin 2001).
They underscore the risks of a paralysed Security Council,
the need for strong collective condemnation of human rights
violations, the attenuated unilateralism of regional action,
the last resort after exhaustion of all peaceful remedies,
and the inadequacy of mere “stopping the atrocities and
restoring respect for human rights” (Rodley & Cali
2007, pp. 282-283).
The variations in interpretations are generated by various
factors, namely, conflict in values (sovereignty versus
human rights), and conceptual contradictions on the role
and limits of law in general and of international law
in particular (Rodley & Cali 2007, pp. 283-286). The
legal discursive content is wrought with terminological
complexities confusion, traditional conceptual conflicts
and ambiguities concerning the nature, quantum and role
of state practice in defining the existence and scope
of any given norm or rule of international law” (Rodley
& Cali 2007, p. 287). However, it is argued that “the
traditional balance between sovereignty
and human rights [...] is shifting” (van Artsen 1999a,
p. 4) in favour of Human Rights, which has generated a
clarion call to reform international law to accommodate
effective action against human atrocities masked under
the veils of national sovereignty (van Artsen 1999b).
It is suggested that the concept of sovereignty should
be redefined allowing universal application and consistent
application (Kirchner 2004). Rodley and Cali (2007) propose
that despite obstacles, it is still theoretically possible
for international law to accommodate an interpretation
that would make the military intervention in Kosovo, if
not legal, then a harbinger of future legality, precisely
by virtue of the facts.
Conclusion
The future of humanitarian intervention is as uncertain
as its current status in International Law. However, it
is apparently gaining a slow momentum as it emerges slowly
in the legal realm. As such, it can only have the form
of customary international law. The Kosovo intervention,
as would other similar crisis situations, keeps tugging
at the minds and hearts of legal luminaries that when
the United Nations fails to take action, there ought to
be a possibility for willing states to come to the rescue
of those oppressed by their governments. The extensive
legal discourse and intellectual history on the issue
could only augur, among others, the advent of that moment
in history when the international community would be able
to agree on issues related to humanitarian intervention,
although in the near future, a realm that embraces the
concept of responsibility to protect is most welcome.
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